SBI 證券

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(5) 發生過對客戶交易有重大影響的系統故障 在我司，曾發生過無法登錄、訂單和訂單暫停等對客戶交易有重大影響的系統故障。此外，其中部分案例未納入系統風險管理，對客戶的實際影響尚不完全了解。本公司上述事業活動的狀況是根據內閣府財政條例第123條第1項第14項“電子信息處理系統的管理被認為不充分的情形”。此外，作為大型互聯網證券公司，公司需要開發和運行容錯性強的系統，並開發足夠的系統以在發生故障時做出適當的反應。考慮到原因，認為有必要努力改進。基於上述情況，今天對我公司採取了以下行政措施。 ○根據金融商品交易法第51條的業務改進命令 (1) 調查不適當的系統風險管理系統的接受和規範化的原因，明確責任所在，並審查業務管理系統的事情。 （二）對以往系統故障案例進行排查，包括未按照系統故障管理標准進行處理的案例，歸類可能的案例和對策，確保有效性 構建系統風險管理體系。 (3) 重申系統管理對乾部和員工的重要性，並確保適當的業務運作系統、審查規章制度和業務程序、實施培訓等。 (4) 對以往外部系統審計指出的問題作出適當回應。此外，為了適當驗證系統風險管理的總體有效性，包括對指示項目的響應，應適當進行外部系統審計，並加強內部審計部門的系統。 (5) 2010年3月12日（週五）前（1）至（4）的回复情況（之後進展情況2010年5月31日（週一）及之後3天）每月）書面。","Title":"關於對SBI SECURITIES Co., 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平台滑点高","OriginContent":"该软件滑点发生的频率高。当市场经常出现流动性不足的情况，或者交易量小，订单容易滑点。尤其是在非交易时段或节假日后的开市，流动性可能较低，导致多次滑点，导致大额亏损\n滑点严重\n另外，滑点导致订单部分成交或完全失败。","TranslateTitle":"SBI平台存在高滑点","TranslateContent":"該軟件經常出現高滑點。這通常發生在市場流動性不足或交易量低的情況下，使訂單容易出現滑點。特別是在非交易時間或假期後市場重新開放時，流動性可能較低，導致多次滑點和重大損失。此外，滑點可能導致訂單部分執行或完全失敗。","CountryCode":"156","CountryName":"中國","Flag":"https://img.souhei.com.cn/flags/156.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2025-03-20T14:27:57","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1742480877,"ShowTimeTimestampMs":1742480877000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":46,"IsApplaud":0,"IsStepUp":0,"Images":[{"abbr":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/9220002082/20250320_220593.jpg-list","detail":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/9220002082/20250320_220593.jpg-detail"},{"abbr":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/0/20250320_254899.jpg-list","detail":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/0/20250320_254899.jpg-detail"}],"UserId":"9220002082","IsCloud":0,"CloudIcon":null,"RegisteredTime":"0-3個月","RegisteredDuration":null,"UserName":"诸事顺利88","Avatar":"https://img.souhei.com.cn//avatar/0000000000.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":1,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"zh-CN","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":2,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"COG20250320134829691443236","OriginTitle":"优点：这个平台提供了全面的在线交易服务，","OriginContent":"优点：这个平台提供了全面的在线交易服务，支持实时行情、交易执行和市场分析。系统稳定，资金安全，用户可以快速开始交易。客服响应迅速，能够及时解决问题，并支持多种语言，使用起来非常方便。\n\n不足：与其他平台相比，佣金略高。量化策略编辑器等专业工具的掌握难度较大，交易效率可能受到影响。中文版研究报告有时会出现延迟，部分合约缺乏详细的中文版本","TranslateTitle":"優點：這個平台提供了全面的在線交易服務，","TranslateContent":"優點：這個平台提供了全面的在線交易服務，支持實時行情、交易執行和市場分析。系統穩定，資金安全，用戶可以快速開始交易。客服響應迅速，能夠及時解決問題，並支持多種語言，使用起來非常方便。\n\n不足：與其他平台相比，佣金略高。量化策略編輯器等專業工具的掌握難度較大，交易效率可能受到影響。中文版研究報告有時會出現延遲，部分合約缺乏詳細的中文版本","CountryCode":"156","CountryName":"中國","Flag":"https://img.souhei.com.cn/flags/156.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2025-03-20T13:48:30","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1742478510,"ShowTimeTimestampMs":1742478510000,"TraderInfo":{"code":"4641530067","name":"SBI 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證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":54,"IsApplaud":0,"IsStepUp":0,"Images":[{"abbr":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/1376914098/20250311_440977.jpg-list","detail":"https://h8imgs.ruiyin999.cn/Bar/app/2025/03/1376914098/20250311_440977.jpg-detail"}],"UserId":"1376914098","IsCloud":0,"CloudIcon":null,"RegisteredTime":"3-6個月","RegisteredDuration":null,"UserName":"好运连连55","Avatar":"https://img.souhei.com.cn//avatar/0000000000.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":1,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"zh-CN","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":5,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"COG20250311150706622941169","OriginTitle":"该交易商滑点严重！导致大额亏损","OriginContent":"\n\n该软件滑点发生的频率高。当市场经常出现流动性不足的情况，或者交易量小，订单容易滑点。尤其是在非交易时段或节假日后的开市，流动性可能较低，导致多次滑点，导致大额亏损\n\n另外，滑点导致订单部分成交或完全失败。","TranslateTitle":"這家經紀商存在顯著的滑點問題，導致了巨大的損失。","TranslateContent":"該軟件經常出現滑點事件。當市場經常出現流動性不足或交易量較低時，滑點往往會發生。這在非交易時間或假期後的市場開盤時尤為普遍，流動性可能會降低，從而導致多次滑點和相應的重大財務損失。\n此外，滑點可能導致訂單部分成交或完全失敗。","CountryCode":"156","CountryName":"中國","Flag":"https://img.souhei.com.cn/flags/156.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2025-03-11T15:07:06","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1741705626,"ShowTimeTimestampMs":1741705626000,"TraderInfo":{"code":"4641530067","name":"SBI 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found SBI to be a solid and secure company, though there's a slight hurdle for non-Japanese speakers like myself. Navigating their website can be a bit tricky due to the language barrier, which may lead to concerns about trading and customer support accessibility. However, it's worth noting that SBI consistently delivers reliable services. Their emphasis on safety and reliability provides reassurance that your investments are well-protected. This makes SBI a trustworthy option for any investor seeking a reliable partner for their financial endeavors.","TranslateTitle":"","TranslateContent":"我發現 SBI 是一家可靠且安全的公司，儘管對於像我這樣不會說日語的人來說存在一些障礙。由於語言障礙，瀏覽他們的網站可能有點棘手，這可能會導致對交易和客戶支援可及性的擔憂。然而，值得注意的是，SBI 始終提供可靠的服務。他們對安全性和可靠性的重視讓您的投資得到良好的保護。這使得 SBI 成為任何尋求可靠金融合作夥伴的投資者的值得信賴的選擇。","CountryCode":"356","CountryName":"印度","Flag":"https://img.souhei.com.cn/flags/356.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2023-09-27T19:58:45","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1695844725,"ShowTimeTimestampMs":1695844725000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1298,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"2180714812","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"Asten","Avatar":"https://img.souhei.com.cn//Init/900_1.png_wiki-template-global","IsKOL":false,"RoleName":"分析師","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":5,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202302173201677642","OriginTitle":null,"OriginContent":"This company seems to be very safe, but unfortunately I am not Japanese. For one thing, I can't read their website. On the other hand, I am worried that I will encounter problems when trading and contacting customer service.","TranslateTitle":"","TranslateContent":"這家公司好像很安全，可惜我不是日本人。一方面，我無法閱讀他們的網站。另一方面，我擔心在交易和聯繫客服時會遇到問題。","CountryCode":"826","CountryName":"英國","Flag":"https://img.souhei.com.cn/flags/826.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2023-02-17T07:43:02","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1676619782,"ShowTimeTimestampMs":1676619782000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1890,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1243896738","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"FX1243896738","Avatar":"https://img.souhei.com.cn//avatar/0000000000.png_wiki-template-global","IsKOL":false,"RoleName":"交易商","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":3,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202212138651126696","OriginTitle":null,"OriginContent":"只在這個平臺上交易過外匯貨幣對，點差還不錯蠻窄的，交易環境也能不錯，就是杠桿有點保守，不適合剝頭皮交易者和專業的交易者。沒有實時的客服支持也是一個缺點。","TranslateTitle":"","TranslateContent":"我只在這個平台交易過外匯貨幣對，點差很窄，交易環境也不錯，但槓桿有點保守，不適合黃牛和專業交易員。缺乏實時客戶支持也是一個缺點。","CountryCode":"344","CountryName":"香港","Flag":"https://img.souhei.com.cn/flags/344.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2022-12-13T08:14:06","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1670919246,"ShowTimeTimestampMs":1670919246000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":1760,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1158596272","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"虎头蛇尾","Avatar":"https://img.souhei.com.cn//thirdparty/1158596272/1158596272_98572.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"zh-hk","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":2,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211226751517916","OriginTitle":null,"OriginContent":"Los servicios proporcionados por SBI son en general satisfactorios. Lo más importante es que es una compañía segura que no lo estafará con su dinero.","TranslateTitle":"","TranslateContent":"SBI 提供的服務總體上令人滿意。最重要的是，這是一家安全的公司，不會騙您的錢。","CountryCode":"604","CountryName":"秘魯","Flag":"https://img.souhei.com.cn/flags/604.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-22T06:13:43","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1669097623,"ShowTimeTimestampMs":1669097623000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":2206,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1035059213","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"哦哦URL魔图","Avatar":"https://img.souhei.com.cn//thirdparty/1035059213/1035059213_41630.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"es","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":5,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211176871808224","OriginTitle":null,"OriginContent":"SBI Securities’s official website is way too complex, I cannot easily find what I want. \nAlthough many investors prefer this broker, I would rather not to invest with it.","TranslateTitle":"","TranslateContent":"SBI Securities的官方網站太複雜了，我不太容易找到我想要的。儘管許多投資者更喜歡這家經紀商，但我寧願不投資它。","CountryCode":"344","CountryName":"香港","Flag":"https://img.souhei.com.cn/flags/344.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-17T06:16:41","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1668665801,"ShowTimeTimestampMs":1668665801000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":1,"StepUpCount":0,"ForwardCount":0,"ViewCount":1996,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1021741089","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"十指丶紧扣°","Avatar":"https://img.souhei.com.cn//thirdparty/1021741089/1021741089_88408.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":1,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":3,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null},{"CommentId":"Co202211168721538431","OriginTitle":null,"OriginContent":"I have deposited my initial capital. Can't wait to see what happens!","TranslateTitle":"","TranslateContent":"我已經存入初始資金。迫不及待地想看看會發生什麼！","CountryCode":"156","CountryName":"中國","Flag":"https://img.souhei.com.cn/flags/156.png_wiki-template-global","ShareUrl":"https://apphtml.0067.cc/mobile/trader?code=4641530067&languageCode=zh-hk&countryCode=840","ShowTime":"2022-11-16T02:46:15","UpdateTime":"0001-01-01T00:00:00","TraderCode":"4641530067","SubjectCode":null,"ShowTimeTimestamp":1668566775,"ShowTimeTimestampMs":1668566775000,"TraderInfo":{"code":"4641530067","name":"SBI 證券","ico":"https://eimgjys.fxeyee.com/ico/636809881324402525/FXT636809881324402525_301651.png_wiki-template-global","type":1,"project":0},"ApplaudCount":0,"StepUpCount":0,"ForwardCount":0,"ViewCount":2190,"IsApplaud":0,"IsStepUp":0,"Images":[],"UserId":"1018038593","IsCloud":0,"CloudIcon":null,"RegisteredTime":"超過1年","RegisteredDuration":null,"UserName":"夏35216","Avatar":"https://img.souhei.com.cn//thirdparty/1018038593/1018038593_68285.png_wiki-template-global","IsKOL":false,"RoleName":"交易者","IsImage":0,"IsReply":0,"IsTopping":false,"ReplyCount":0,"LanguageCode":"en","TransLanguageCode":null,"CommentStatus":200,"StasticId":null,"CommentScore":5,"CommentType":1,"FeedBack":"","sumtotal":0,"IsOldData":false,"ForwardCommentId":null,"ReplyContent":null,"ReplyCommentId":null}]},"traderCode":"4641530067","code":"4641530067"}